Posted By:scgadmin | PRIVATE PLACEMENT MEMORANDUM SAMPLE

Securities laws are regulated by the federal government, but each state enacts their own securities laws which are commonly referred to as “Blue Sky Laws” in an effort to supplement the federal securities laws and further regulate the sale and offering of securities. There are many similarities between Blue Sky Laws, however there are specific […]

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Accredited Investor Defined

230.501 Definitions and terms used in Regulation D. As used in Regulation D (§230.500 et seq. of this chapter), the following terms shall have the meaning indicated: (a) Accredited investor. Accredited investor shall mean any person who comes within any of the following categories, or who the issuer reasonably believes comes within any of the […]

Securities Commission Offices

United States Alabama Securities Commission 401 Adams Avenue Suite 280 P.O. Box 304700 Montgomery, AL 36130-4700 Joseph P. Borg Director (334) 242-2984 (800) 222-1253 (334) 242-0240 (Fax) Alaska Dept. of Commerce, Community and Economic Development Div. of Banking, Securities & Corporations 150 Third Street, Suite 217 P.O. Box 110807 Juneau, AK 99811-0807 Kevin Anselm Director (907) […]

Reg D Rule 505

Rule 505 of Regulation D Rule 505 of Regulation D provides an exemption from the registration requirements of the federal securities laws for companies when they offer and sell securities. To qualify for this exemption, a company: Can only offer and sell up to $5 million of its securities in any 12-month period; May sell […]

Regulation D

Regulation D Offerings Under the Securities Act of 1933, any offer to sell securities must either be registered with the SEC or meet an exemption. Regulation D (or Reg D) contains three rules providing exemptions from the registration requirements, allowing some companies to offer and sell their securities without having to register the securities with […]