Posted By:scgadmin | SAMPLE PRIVATE PLACEMENT MEMORANDUM
Accredited Investor Defined
230.501 Definitions and terms used in Regulation D. As used in Regulation D (§230.500 et seq. of this chapter), the following terms shall have the meaning indicated: (a) Accredited investor. Accredited investor shall mean any person who comes within any of the following categories, or who the issuer reasonably believes comes within any of the […]
Read MoreSecurities Commission Offices
United States Alabama Securities Commission 401 Adams Avenue Suite 280 P.O. Box 304700 Montgomery, AL 36130-4700 Joseph P. Borg Director (334) 242-2984 (800) 222-1253 (334) 242-0240 (Fax) Alaska Dept. of Commerce, Community and Economic Development Div. of Banking, Securities & Corporations 150 Third Street, Suite 217 P.O. Box 110807 Juneau, AK 99811-0807 Kevin Anselm Director (907) […]
Read MoreReg D Rule 505
Rule 505 of Regulation D Rule 505 of Regulation D provides an exemption from the registration requirements of the federal securities laws for companies when they offer and sell securities. To qualify for this exemption, a company: Can only offer and sell up to $5 million of its securities in any 12-month period; May sell […]
Read MoreRegulation D
Regulation D Offerings Under the Securities Act of 1933, any offer to sell securities must either be registered with the SEC or meet an exemption. Regulation D (or Reg D) contains three rules providing exemptions from the registration requirements, allowing some companies to offer and sell their securities without having to register the securities with […]
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