Posted By:scgadmin | PRIVATE PLACEMENT MEMORANDUM SAMPLE - Part 4

506(b) PPM Equity LLC

This sample private placement memorandum 506(b) Regulation D equity offering with 2 classes of membership shares is an actual offering document used to raise $4 million in exchange for Class ‘A’ membership interests at $5,000 per unit. Simply change the names, insert your business plan (includes this companies plan for ideas) and have your legal […]

Foreign Legend for 23 countries ARGENTINA, AUSTRALIA, AUSTRIA, BAHRAIN, BELGIUM, CANADA, DENMARK, FRANCE, GERMANY, GREECE, HONG KONG, ITALY, JAPAN, KUWAIT, LUXEMBOURG, MEXICO, NEW ZEALAND, OMAN, SAUDI ARABIA, SPAIN, SWEDEN, SWITZERLAND, UNITED KINGDOM. Preview Sample Here

State legends and disclosures for 51 states: Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Rhode […]

Accredited Investor Representation Letter for Rule 506(c) Offering This is an accredited investor representation letter to be used by an issuer and its placement agent (if any) in an unregistered offering of securities under Rule 506(c) of Regulation D of the Securities Act. An accredited investor representation letter for a Rule 506(c) offering is designed […]

AML-Patriot Act Disclosure Disclosure package includes: AML Certification for Entities AML Certification for Individuals AML Definitions

All Templates

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Securities Legends

State Legends When raising capital in the U.S., you must identify the individual states in which you will approach investors. You are required to provide certain federal and state disclosures in your private placement memorandum. Foreign Legends If seeking capital from overseas investors, it is highly recommended to include the proper disclosures for that particular […]

Rule 144

When you acquire restricted securities or hold control securities, you must find an exemption from the SEC’s registration requirements to sell them in the marketplace. Rule 144 allows public resale of restricted and control securities if a number of conditions are met. This overview tells you what you need to know about selling your restricted […]

Form D Filing

Under the amended rules adopted by the SEC, issuers have had the option of filing a paper Form D or the electronic version of Form D with the SEC since September 15, 2008, but filing the electronic version of Form D becomes mandatory for new filings and amendments on March 16, 2009. In order to […]

Reg D Rule 506(b) and 506(c)

Rule 506 of Regulation D Rule 506 of Regulation D is considered a “safe harbor” for the private offering exemption of Section 4(a)(2) of the Securities Act. Companies relying on the Rule 506 exemption can raise an unlimited amount of money. There are actually two distinct exemptions that fall under Rule 506. Under Rule 506(b), […]

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