506(b) PPM Equity Corp

This professionally prepared 506(b) Private Placement Memorandum sample PPM is designed for a Regulation D equity offering involving two classes of common shares, including Class A shares priced at $5,000 per unit. Used in a successful $4 million private capital raise, this real-world offering document provides a reliable legal structure for entrepreneurs and businesses seeking to raise funds through private placements without public advertising.

Built for attorneys, startup founders, and private company owners, this PPM template is ideal for raising capital from accredited investors and a limited number of non-accredited investors within a trusted network—fully compliant with SEC Rule 506(b) and Section 3(c)(1) of the Investment Company Act.

The document includes detailed sections on offering terms, rights and preferences of each share class, risk factors, use of proceeds, and investor qualifications. Simply update your company name, investment terms, and business plan (a sample plan is included for inspiration), then send the completed draft to your legal counsel for final review and jurisdiction-specific adjustments.

This package also includes a ready-to-use Investor Questionnaire and Subscription Agreement, giving you a complete investor onboarding toolkit. Whether you’re launching a new venture, expanding operations, or helping clients navigate private securities offerings, this PPM template saves you thousands in legal fees while maintaining high professional and compliance standards.

Preview Sample Here

506(b) Highlights:

• Regulation Rule 506(b)
• Can be used in all U.S. States
• No General Advertising or Solicitation
• Accredited Investors and up to 35 non-accredited investors
• Raise any amount of capital
• Form D Filing within 15 days after receiving first investment
• Used by LLCs, LPs, S Corps, C Corps, Hedge Funds, Real Estate Funds, Private Equity

Included:

• Corporate By-laws (Word-22 pages)
• PPM template (Word-44 pages)
• Investor questionnaire (Word)
• Subscription Agreement (Word)
• US state legends (51 states)
• Write a business plan template
• Basic financial projections (excel)
• PPM distribution list (excel)
• Use of proceeds & ownership (excel)
• AML/Patriot Act Certification Letter (Word/Pdf)
• Sample SEC Form D
• Sample Form U-2 Securities Registration Form

Preview Sample Here