506(b) PPM Preferred LLC

This professionally crafted 506(b) Private Placement Memorandum sample PPM is built for a Regulation D preferred equity offering and structured with two distinct membership classes, including Class A Preferred Membership Units priced at $30,000 per unit. The document was successfully used to raise $3 million in private capital and offers a robust legal framework for raising funds through pre-existing investor relationships—without general solicitation.

Designed for attorneys, entrepreneurs, private companies, and business owners, this Regulation D PPM is ideal for private equity offerings, real estate syndications, early-stage ventures, or expansion capital raises. It includes clear guidance on offering structure, risk disclosures, investor eligibility, rights of preferred members, and capital allocation.

Simply insert your own business plan (a sample is included for guidance), update the issuer and offering details, and submit it to your legal counsel for final review. This turnkey private placement memorandum sample package also comes with a fully integrated Investor Questionnaire and Subscription Agreement, ensuring your offering is presented professionally and in alignment with SEC compliance standards.

Whether you’re a first-time issuer or a legal professional managing a client’s capital raise, this PPM template saves you thousands in legal drafting costs and accelerates your path to funding—with investor-ready documents that reflect industry best practices.

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506(b) Highlights:

• Regulation Rule 506(b)
• Can be used in all U.S. States
• No General Advertising or Solicitation
• Accredited Investors and up to 35 non-accredited investors
• Raise any amount of capital
• Form D Filing within 15 days after receiving first investment
• Used by LLCs, LPs, S Corps, C Corps, Hedge Funds, Real Estate Funds, Private Equity

Included:

• Operating agreement (Word-19 pages)
• PPM template (Word-45 pages)
• Investor questionnaire (Word)
• Subscription Agreement (Word)
• US state legends (51 states)
• Write a business plan template
• Basic financial projections (excel)
• PPM distribution list (excel)
• Use of proceeds & ownership (excel)
• AML/Patriot Act Certification Letter (Word/Pdf)
• Sample SEC Form D
• Sample Form U-2 Securities Registration Form

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