506(c) PPM Equity Corp

This attorney-drafted 506(c) Private Placement Memorandum PPM template is designed for a Regulation D equity offering involving two classes of common shares, including Class A shares offered at $5,000 per unit. Originally used to raise $4 million through a public solicitation to accredited investors, this real-world document provides a proven and professional framework for capital formation under SEC Rule 506(c).

Tailored for attorneys, entrepreneurs, and private company owners, this PPM template is ideal for businesses that want to legally market their investment offering to a wide audience while remaining compliant with federal securities laws. The document includes comprehensive language covering offering structure, investor qualifications, share class rights, use of proceeds, and risk disclosures—structured for transparency, legal protection, and investor trust.

The template is fully editable. Just update your company name, financial terms, and business plan (a sample plan is included for inspiration), and then submit it to your legal counsel for review and final customization.

Included in this package are a Subscription Agreement and Investor Questionnaire, giving you a complete, investor-ready disclosure and onboarding solution. Whether you’re raising funds for a new venture, scaling an existing company, or guiding clients through the capital raise process, this 506(c) PPM template offers a cost-effective, SEC-compliant solution—saving you $10,000–$40,000 in legal drafting fees without compromising on quality or professionalism.

Preview Sample Here

506(c) Highlights:

• Regulation Rule 506(c)
• Can be used in all U.S. States
• General Advertising & Solicitation – (ie. Crowd Funding)
• Accredited Investors only with financial statement
• Raise any amount of capital
• Form D Filing prior to receiving first investment
• Used by LLCs, LPs, S Corps, C Corps, Hedge Funds, Real Estate Funds, Private Equity

Included:

• Corporate By-laws (Word-22 pages)
• PPM template (Word-44 pages)
• Investor questionnaire (Word)
• Subscription Agreement (Word)
• US state legends (51 states)
• Accredited Investor Representation Letter
• Write a business plan template
• Basic financial projections (excel)
• PPM distribution list (excel)
• Use of proceeds & ownership (excel)
• AML/Patriot Act Certification Letter (Word/Pdf)
• Sample SEC Form D
• Sample Form U-2 Securities Registration Form

Preview Sample Here