506(c) PPM Preferred LLC

This professionally drafted 506(c) Private Placement Memorandum sample PPM is designed for a Regulation D preferred equity offering and features two classes of membership shares, including Class A Preferred Units priced at $30,000 each. Used in an actual offering that successfully raised $3 million in investor capital, this real-world PPM offers a proven legal framework for compliant fundraising through general solicitation and advertising to accredited investors.

Ideal for attorneys, entrepreneurs, and business owners, this template allows you to publicly promote your offering while adhering to SEC guidelines under Rule 506(c). It includes detailed disclosures covering fund structure, rights and preferences of each class of membership, risk factors, use of proceeds, and investor eligibility criteria.

Fully editable and professionally formatted, the document is easy to tailor to your offering. Just replace the company name, update financial terms, and insert your business plan (a sample plan is included to guide you). Once your customizations are complete, submit the document to legal counsel for final review to ensure compliance with state and federal regulations.

This Private Placement Memorandum sample template package also includes a ready-to-use Subscription Agreement and Investor Questionnaire, providing everything you need to launch a polished, investor-ready offering—while saving $10,000 to $40,000 in legal drafting costs. Whether you’re structuring a fund, launching a startup, or advising a client, this 506(c) PPM is a smart, strategic foundation for raising capital with confidence.

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506(c) Highlights:

• Regulation Rule 506(c)
• Can be used in all U.S. States
• General Advertising & Solicitation – (ie. Crowd Funding)
• Accredited Investors only with financial statement
• Raise any amount of capital
• Form D Filing prior to receiving first investment
• Used by LLCs, LPs, S Corps, C Corps, Hedge Funds, Real Estate Funds, Private Equity

Included:

• Operating agreement (Word-19 pages)
• PPM template (Word-45 pages)
• Investor questionnaire (Word)
• Subscription Agreement (Word)
• US state legends (51 states)
• Accredited Investor Representation Letter
• Write a business plan template
• Basic financial projections (excel)
• PPM distribution list (excel)
• Use of proceeds & ownership (excel)
• AML/Patriot Act Certification Letter (Word/Pdf)
• Sample SEC Form D
• Sample Form U-2 Securities Registration Form

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